Representative, Compliance & Control Late Shift 2PM-10:30PM

Lokalizacja: Wrocław

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Szczegóły oferty:

 

BNY Mellon is an investment company and can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments and safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 36 countries and more than 100 markets.

At BNY Mellon, compliance is everyone's responsibility. Accordingly, compliance and ethical standards are core components of all business functions, and are fundamental to the culture and values of the company. All decisions and actions on behalf of the company must adhere to the highest standards of integrity.

Representative, Compliance & Control

Late Shift 2PM-10:30PM

The Compliance Program is based on a partnership of business managers and control function personnel, and is intended to ensure that the company complies with relevant laws, regulations, market standards, and ethical norms. 

Compliance is responsible for all matters relating to regulatory change, working alongside the Legal department. The team also coordinates the submission of regular reports to local regulators, maintains relevant regulatory registers, coordinates the submission of relevant forms, as well as regulatory visits by the regulators, including the gathering of information requested by the regulator. 

Other functions of Compliance include testing the controls of the business and other business partners, reviewing transactions for concerning activity or policy violations, as well as developing and conducting training.

 

Responsibilities:

  • Supports management with direct guidance in the day-to-day efforts related to compliance with laws, rules, regulations and related policies pertaining to the company’s personal securities trade monitoring. 
  • The incumbent may performs research, analyzes relevant compliance related information and makes determinations as to whether employee transactions are compliant with our policies. 
  • Responsibilities may include verifying of practices against policies, preparing management reports and counseling business personnel on compliance with policies.
  • Specifically the incumbent will monitor employee completion of initial and ongoing brokerage account and holding certifications and their use of approved brokers.
  • In addition, the incumbent will process manual trade preclearance requests and process employee inquiries made to the department email box. 

Qualifications:

  • Preferable the knowledge of the Financial Services Industry, U.S. securities markets and investment instruments and a general knowledge of compliance concepts.
  • Oral and written communication skills in English and the ability to understand compliance policies and process assigned tasks in accordance with procedures.
  • Bachelor’s Degree within Finance/Accounting would be preferred however we are open to see applications from other studies as we provide an extensive training.
  • Any experience with banking, product/financial services and/or auditing or compliance  would be preferred but not necessary.

Our offer for you:

  • Excellent opportunities for training, growth and professional development.
  • Mentoring and job shadowing programs.
  • A multitude of opportunities to get involved in additional charity projects and engagement groups.
  • Onsite kindergarten.
  • Language training courses.
  • Employee Referral Program.
  • Health Promotion: Wellbeing and Innovation Centre, Wellbeing programs.

What is more:

  • Full time contract of employment.
  • Competitive salary.
  • Health & Life Insurance.
  • Private medical care.
  • Multisport card / Cinema Tickets / Nursery subsidiary.
  • Pension scheme.

If you are interested, please send your CV by clicking "Aplikuj teraz" button.




Dodano dnia: 22-02-2019

Reklama:

BNY Mellon

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